Empire Financial GroupAbout Empire Financial
  • Stocks
  • Options
  • Mutual Funds
  • Corporate and Municipal Bonds
  • U.S. Treasury securities
  • IRA's and qualified retirement plans
  • Unit investment trusts
  • Zero coupon bonds
  • Certificates of deposit
  • Cash management account with free check writing privileges with debit card
  • Preferred Stock
  • Fixed annuities
  • Variable annuities
  • Money market funds
  • Insurance Products
  • Direct Participation Programs (such as Oil & Gas and Real Estate)
  • Debt Offerings
  • IPO

Our Investment Banking Group offers a broad range of products and services:

Private Capital
Institutional placement of equity, equity-linked and debt securities for both public and private companies. The focus will be on later-stage private transactions, typically for companies looking to raise at least $10 million to finance rapid growth for developed product offerings, as well as possible acquisitions.

Merger and Acquisition Advisory Services
Advisory services, including both sell-side and buy-side advisory services and fairness opinions, to small cap and emerging growth companies (typically between $10 million to $250 million in value), including with respect to:

  • Corporate divestitures/spin-offs;
  • Recapitalizations;
  • Leveraged buyouts/management buyouts
  • Structured Finance
  • Alternative, non-traditional financing options for public companies. The intent is to offer small cap and emerging growth public companies immediate capital or more flexibility in terms of both timing and amounts of capital raised with a typical raise of at least $10 million.

Public Offerings
Manager, underwriter and selling group member of initial public offerings and follow-on public offerings of equity securities (common and preferred stock) typically for small cap and emerging growth companies with market capitalization's of between $50 million to $250 million.

High Yield Underwriting and private placement of high-yield debt for middle market companies, which are currently under served in the debt capital markets.

For Additional Information, please contact: Ed Cabrera ecabrera@empirenow.com