Empire Financial GroupAbout Empire Financial
  • Stocks
  • Options
  • Mutual Funds
  • Corporate and Municipal Bonds
  • U.S. Treasury securities
  • IRA's and qualified retirement plans
  • Unit investment trusts
  • Zero coupon bonds
  • Certificates of deposit
  • Cash management account with free check writing privileges with debit card
  • Preferred Stock
  • Fixed annuities
  • Variable annuities
  • Money market funds
  • Insurance Products
  • Direct Participation Programs (such as Oil & Gas and Real Estate)
  • Debt Offerings
  • IPO

What's Offered

We are a full service domestic and international market making firm offering institutions, unaffiliated broker dealers, hedge funds and private equity investor’s execution services in most NYSE, FINRA (www.finra.org)AQ, International (ordinary & ADR’s) and OTC securities.

We utilize many state of the art trading systems allowing us to process orders domestically and around the world. Our fully integrated and compliant trading systems will allow your firm to route its orders to our desk providing best and automatic execution.

Empire Financial’s trading desk makes markets in over 400 FINRA (www.finra.org)AQ, all listed exchanges, hundreds of pink sheet, bulletin boards as well as having an international trading team that specializes in making markets in the markets most recognized ADRs and ordinary local shares.

This team transacts daily in the UK, Continental Europe, Russia, Canada, Latin America, Asia and Japan. Having access to all the world markets in today’s global economy may set you apart from the every day broker fighting for your clients. Having the ability to efficiently invest in all of the worlds markets and allowing your clients to invest in what they consume: ie.. Autos-BMW (Germany), Food-Nestle (Switzerland), Gaming-Nintendo (Japan) and Oil-Lukoil (Russia) is another competitive advantage you possess.

This global investment philosophy is extremely palatable to the high net worth investor as the ability to diversify globally is a must for a diversified modern portfolio.

This is just another way that the trading desk can help grow your business, through the use of our international trading expertise.

To learn more about the services we offer, please contact our trading desk at 407 774 1334 or email us @ marketmaking@empirenow.com.

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Business Continuity Plan
Privacy Statement
SEC Disclosure Rule 605
SEC Disclosure Rule 606
SEC Disclosure Rule 606 – Customer Orders